SEC Form 4 · accession 0000939057-17-000071
First Financial Northwest, Inc. · FFNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary F Faull
Director
Period of report
Feb 13, 2017
Accepted (ET)
Feb 14, 2017 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Feb 13, 2017 | M | 14,900 | $9.78 | A | 98,038 | D | |
| Common Stock, $0.01 par valueF1 | Feb 13, 2017 | S | 14,900 | $20.071 | D | 83,138 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $9.78 | Feb 13, 2017 | M | 14,900 | D | — | Jul 3, 2019 | Common Stock | 14,900 | 18,340 | D |
Explanation of responses
- F1The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.12 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).
- F2Vested in equal installments of 20% per year beginning on July 3, 2009 and ending on July 3, 2013.
Remarks
Remarks: Exhibit List Exhibit 24 Power of Attorney