SEC Form 4 · accession 0000939057-17-000069
First Financial Northwest, Inc. · FFNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary F Faull
Director
Period of report
Feb 10, 2017
Accepted (ET)
Feb 13, 2017 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Feb 10, 2017 | M | 20,600 | $9.78 | A | 103,738 | D | |
| Common Stock, $0.01 par value | Feb 10, 2017 | S | 103 | $20.03 | D | 103,635 | D | |
| Common Stock, $0.01 par value | Feb 10, 2017 | S | 400 | $20.01 | D | 103,235 | D | |
| Common Stock, $0.01 par value | Feb 10, 2017 | S | 2,753 | $20.00 | D | 100,482 | D | |
| Common Stock, $0.01 par value | Feb 10, 2017 | S | 100 | $19.94 | D | 100,382 | D | |
| Common Stock, $0.01 par value | Feb 10, 2017 | S | 8 | $19.92 | D | 100,374 | D | |
| Common Stock, $0.01 par value | Feb 10, 2017 | S | 3,217 | $19.91 | D | 97,157 | D | |
| Common Stock, $0.01 par value | Feb 10, 2017 | S | 3,881 | $19.90 | D | 93,276 | D | |
| Common Stock, $0.01 par value | Feb 10, 2017 | S | 883 | $19.89 | D | 92,393 | D | |
| Common Stock, $0.01 par value | Feb 10, 2017 | S | 1,400 | $19.88 | D | 90,993 | D | |
| Common Stock, $0.01 par value | Feb 10, 2017 | S | 1,751 | $19.87 | D | 89,242 | D | |
| Common Stock, $0.01 par value | Feb 10, 2017 | S | 4,600 | $19.86 | D | 84,642 | D | |
| Common Stock, $0.01 par value | Feb 10, 2017 | S | 400 | $19.85 | D | 84,242 | D | |
| Common Stock, $0.01 par value | Feb 10, 2017 | S | 1,104 | $19.84 | D | 83,138 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $9.78 | Feb 10, 2017 | M | 20,600 | D | — | Jul 3, 2019 | Common Stock | 20,600 | 33,240 | D |
Explanation of responses
- F1Vested in equal installments of 20% per year beginning on July 3, 2009 and ending on July 3, 2013.