SEC Form 4 · accession 0000939057-17-000068

First Financial Northwest, Inc. · FFNW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Gary F Faull

Director

Period of report

Feb 9, 2017

Accepted (ET)

Feb 13, 2017 · 4:08 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001401564

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, $0.01 par value	Feb 9, 2017	M	24,100	$9.78	A	107,238	D
Common Stock, $0.01 par value	Feb 9, 2017	S	306	$20.40	D	106,932	D
Common Stock, $0.01 par value	Feb 9, 2017	S	100	$20.36	D	196,832	D
Common Stock, $0.01 par value	Feb 9, 2017	S	1,500	$20.35	D	105,332	D
Common Stock, $0.01 par value	Feb 9, 2017	S	400	$20.32	D	104,932	D
Common Stock, $0.01 par value	Feb 9, 2017	S	600	$20.31	D	104,332	D
Common Stock, $0.01 par value	Feb 9, 2017	S	900	$20.30	D	103,432	D
Common Stock, $0.01 par value	Feb 9, 2017	S	4,600	$20.28	D	98,832	D
Common Stock, $0.01 par value	Feb 9, 2017	P	100	$20.27	D	98,732	D
Common Stock, $0.01 par value	Feb 9, 2017	S	316	$20.26	D	98,416	D
Common Stock, $0.01 par value	Feb 9, 2017	S	100	$20.21	D	98,316	D
Common Stock, $0.01 par value	Feb 9, 2017	S	503	$20.20	D	97,813	D
Common Stock, $0.01 par value	Feb 9, 2017	S	800	$20.17	D	97,013	D
Common Stock, $0.01 par value	Feb 9, 2017	S	1,200	$20.16	D	95,813	D
Common Stock, $0.01 par value	Feb 9, 2017	S	117	$20.15	D	95,696	D
Common Stock, $0.01 par value	Feb 9, 2017	S	1,311	$20.10	D	94,385	D
Common Stock, $0.01 par value	Feb 9, 2017	S	3,574	$20.08	D	90,811	D
Common Stock, $0.01 par value	Feb 9, 2017	S	302	$20.07	D	90,509	D
Common Stock, $0.01 par value	Feb 9, 2017	S	3,990	$20.05	D	86,519	D
Common Stock, $0.01 par value	Feb 9, 2017	S	883	$20.04	D	85,636	D
Common Stock, $0.01 par value	Feb 9, 2017	S	904	$20.03	D	84,732	D
Common Stock, $0.01 par value	Feb 9, 2017	S	100	$20.025	A	84,632	D
Common Stock, $0.01 par value	Feb 9, 2017	S	672	$20.02	D	83,960	D
Common Stock, $0.01 par value	Feb 9, 2017	S	288	$20.01	D	83,672	D
Common Stock, $0.01 par value	Feb 9, 2017	S	534	$20.00	D	83,138	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F1	$9.78	Feb 9, 2017	M	24,100	D	—	Jul 3, 2019	Common Stock	24,100	53,840	D

Explanation of responses

F1Vested in equal installments of 20% per year beginning of July 3, 2009 and ending on July 3, 2013.