SEC Form 4 · accession 0000939057-17-000054
First Financial Northwest, Inc. · FFNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary F Kohlwes
Director
Period of report
Feb 2, 2017
Accepted (ET)
Feb 6, 2017 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Feb 2, 2017 | M | 18,340 | $9.78 | A | 151,586 | D | |
| Common Stock, $0.01 par valueF1 | Feb 3, 2017 | F | 2,000 | $20.60 | D | 149,586 | D | |
| Common Stock, $0.01 par valueF1 | Feb 3, 2017 | F | 4,340 | $20.50 | D | 145,246 | D | |
| Common Stock, $0.01 par valueF1 | Feb 3, 2017 | F | 2,000 | $20.40 | D | 143,246 | D | |
| Common Stock, $0.01 par valueF1 | Feb 3, 2017 | F | 1,342 | $20.32 | D | 141,904 | D | |
| Common Stock, $0.01 par valueF1 | Feb 3, 2017 | F | 658 | $20.31 | D | 141,246 | D | |
| Common Stock, $0.01 par valueF1 | Feb 3, 2017 | F | 100 | $20.23 | D | 141,146 | D | |
| Common Stock, $0.01 par valueF1 | Feb 3, 2017 | F | 1,269 | $20.20 | D | 139,877 | D | |
| Common Stock, $0.01 par valueF1 | Feb 3, 2017 | F | 2,000 | $20.15 | D | 137,877 | D | |
| Common Stock, $0.01 par valueF1 | Feb 3, 2017 | F | 1,000 | $20.14 | D | 136,877 | D | |
| Common Stock, $0.01 par valueF1 | Feb 3, 2017 | F | 1,000 | $20.13 | D | 135,877 | D | |
| Common Stock, $0.01 par valueF1 | Feb 3, 2017 | F | 631 | $20.10 | D | 135,246 | D | |
| Common Stock, $0.01 par valueF1 | Feb 3, 2017 | F | 11 | $20.09 | D | 135,235 | D | |
| Common Stock, $0.01 par valueF1 | Feb 3, 2017 | F | 424 | $20.08 | D | 134,811 | D | |
| Common Stock, $0.01 par valueF1 | Feb 3, 2017 | F | 300 | $20.06 | D | 134,511 | D | |
| Common Stock, $0.01 par valueF1 | Feb 3, 2017 | F | 1,265 | $20.02 | D | 133,246 | D | |
| Common Stock, $0.01 par valueF2 | holding | — | — | — | 9,000 | I | For Grand-Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $9.78 | Feb 2, 2017 | M | 18,340 | D | — | Jul 13, 2018 | Common Stock | 18,340 | 0 | D |
Explanation of responses
- F1Includes 2,342 shares of restricted stock awarded pursuant to the First Financial Northwest, Inc. 2016 Equity Incentive Plan, 41,400 shares held in an IRA and 25,000 shares held by spouse.
- F2Shares held by reporting person for grandchildren pursuant to the Washington Uniform Transfers to Minors Act.
- F3Vested in equal installments of 20% per year beginning on July 3, 2009 and ending on July 3, 2013.