SEC Form 4 · accession 0000939057-17-000053
First Financial Northwest, Inc. · FFNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary F Kohlwes
Director
Period of report
Feb 2, 2017
Accepted (ET)
Feb 6, 2017 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Feb 2, 2017 | M | 19,600 | $9.78 | A | 152,846 | D | |
| Common Stock, $0.01 par valueF1 | Feb 2, 2017 | F | 5,988 | $20.49 | D | 146,858 | D | |
| Common Stock, $0.01 par valueF1 | Feb 2, 2017 | F | 12 | $20.40 | D | 146,846 | D | |
| Common Stock, $0.01 par valueF1 | Feb 2, 2017 | F | 327 | $20.35 | D | 146,519 | D | |
| Common Stock, $0.01 par valueF1 | Feb 2, 2017 | F | 200 | $20.29 | D | 146,319 | D | |
| Common Stock, $0.01 par valueF1 | Feb 2, 2017 | F | 2,200 | $20.28 | D | 144,119 | D | |
| Common Stock, $0.01 par valueF1 | Feb 2, 2017 | F | 5 | $20.27 | D | 144,114 | D | |
| Common Stock, $0.01 par valueF1 | Feb 2, 2017 | F | 100 | $20.26 | D | 144,014 | D | |
| Common Stock, $0.01 par valueF1 | Feb 2, 2017 | F | 904 | $20.25 | D | 143,110 | D | |
| Common Stock, $0.01 par valueF1 | Feb 2, 2017 | F | 300 | $20.20 | D | 142,810 | D | |
| Common Stock, $0.01 par valueF1 | Feb 2, 2017 | F | 2,300 | $20.16 | D | 140,510 | D | |
| Common Stock, $0.01 par valueF1 | Feb 2, 2017 | F | 6,288 | $20.15 | D | 134,222 | D | |
| Common Stock, $0.01 par valueF1 | Feb 2, 2017 | F | 976 | $20.10 | D | 133,246 | D | |
| Common Stock, $0.01 par valueF2 | holding | — | — | — | 9,000 | I | For Grandchildren |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $9.78 | Feb 2, 2017 | M | 19,600 | D | — | Jul 13, 2018 | Common Stock | 19,600 | 18,340 | D |
Explanation of responses
- F1Includes 2,342 shares of restricted stock awarded pursuant to the First Financial Northwest, Inc. 2016 Equity Incentive Plan, 41,400 shares held in an IRA and 25,000 shares held by spouse.
- F2Shares held by reporting person for grandchildren pursuant to the Washington Uniform Transfers to Minors Act.
- F3Vested in equal installments of 20% per year beginning on July 3, 2009 and ending on July 3, 2013.
Remarks
Exhibit List Exhibit 24 Power of Attorney