SEC Form 4 · accession 0000939057-16-000691
First Financial Northwest, Inc. · FFNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joann E Lee
Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 10:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Mar 1, 2016 | M | 15,000 | $9.78 | A | 90,063 | D | |
| Common Stock, par value $0.01 per share | Mar 1, 2016 | F | 10,786 | $13.60 | D | 79,277 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $9.78 | Mar 1, 2016 | M | 15,000 | D | — | Jul 3, 2018 | Common Stock | 15,000 | 82,940 | D |
Explanation of responses
- F1Vested in equal installments of 20% per year beginning on July 3, 2009 and ending on July 3, 2013.