SEC Form 4 · accession 0000939057-15-000538
First Financial Northwest, Inc. · FFNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard P Jacobson
Officer — Executive Vice President & CFO · Director
Period of report
Nov 18, 2015
Accepted (ET)
Nov 20, 2015 · 12:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | holding | — | — | — | 19,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $13.04 | Nov 18, 2015 | A | 40,000 | A | Nov 18, 2016 | Nov 18, 2025 | Common Stock | 40,000 | 100,000 | D |
Explanation of responses
- F1Stock options awarded pursuant to the First Financial Northwest, Inc. 2008 Equity Incentive Plan. Vests in equal installments of 20% per year beginning on November 18, 2016.