SEC Form 4 · accession 0000939057-15-000414
First Financial Northwest, Inc. · FFNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Herman L Robinson
Officer — Sr. VP and CCO of the Bank
Period of report
Aug 20, 2015
Accepted (ET)
Aug 24, 2015 · 2:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Aug 20, 2015 | M | 50,000 | $4.03 | A | 54,275 | D | |
| Common Stock, $0.01 par valueF1 | Aug 20, 2015 | S | 100 | $12.55 | D | 54,175 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 1,863 | $12.54 | D | 52,312 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 6,209 | $12.50 | D | 46,103 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 900 | $12.4994 | D | 45,203 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 1,800 | $12.4951 | D | 43,403 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 100 | $12.485 | D | 43,303 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 5,038 | $12.4802 | D | 38,265 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 2,391 | $12.48 | D | 35,874 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 1,500 | $12.476 | D | 34,374 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 404 | $12.4699 | D | 33,970 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 50 | $12.455 | D | 33,920 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 100 | $12.445 | D | 33,820 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 464 | $12.44 | D | 33,356 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 1,300 | $12.4392 | D | 32,056 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 800 | $12.4319 | D | 31,256 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 1,700 | $12.42 | D | 29,556 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 1,428 | $12.4185 | D | 28,128 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 1,400 | $12.415 | D | 26,728 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 1,100 | $12.4109 | D | 25,628 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 2,200 | $12.4107 | D | 23,428 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 1,600 | $12.4106 | D | 21,828 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 2,700 | $12.41 | D | 19,128 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 1,400 | $12.4093 | D | 17,728 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 600 | $12.4075 | D | 17,128 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 100 | $12.405 | D | 17,028 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 200 | $12.40 | D | 16,828 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 800 | $12.3987 | D | 16,028 | D | |
| Common Stock, $0.01 par value | Aug 20, 2015 | S | 600 | $12.3958 | D | 15,428 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $4.03 | Aug 20, 2015 | M | 50,000 | D | Jun 1, 2011 | Jun 23, 2020 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1Reflects the report of the sale of 50,000 shares of the Issuer's common stock on two Form 4s, with this being the first Form 4.