SEC Form 5 · accession 0001401257-19-000014

FORUM ENERGY TECHNOLOGIES, INC. · FET

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO & COB · Director

Period of report

Dec 31, 2018

Accepted (ET)

Feb 12, 2019 · 5:37 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001401257

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jun 30, 2018	A	760	$10.50	A	1,421,240	D
Common Stock^F1	Dec 31, 2018	A	1,032	$3.51	A	1,422,272	D
Common Stock^F2	holding	—	—		—	230,913	I	See Footnote
Common Stock^F3	holding	—	—		—	230,913	I	See Footnote

No Table II lines on this filing.

F1The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c).
F2These securities are held in trusts for the benefit of the reporting person. The reporting person is the trustee of the trusts. The reporting person disclaims beneficial ownership of the reported securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F3These securities are held in trusts for the benefit of the reporting person's spouse. The reporting person's spouse is the trustee of the trusts. The reporting person disclaims beneficial ownership of the reported securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.