SEC Form 5 · accession 0001401257-17-000014
FORUM ENERGY TECHNOLOGIES, INC. · FET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Whelan Harris
Officer — EVP & CFO
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 6:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401257
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2016 | A | 711 | $14.93 | A | 294,138 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(d) and Rule 16b-3(c).
- F2The number of shares beneficially owned has been reduced by 597 shares to reflect a computational error made on the reporting person's Section 16 report filed on February 23, 2015 and February 22, 2016.