SEC Form 5 · accession 0001401257-17-000012
FORUM ENERGY TECHNOLOGIES, INC. · FET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tylar K. Schmitt
Officer — VP and CAO
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401257
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2016 | A | 1,002 | $10.60 | A | 47,640 | D | |
| Common StockF1 | Dec 31, 2016 | A | 711 | $14.93 | A | 48,351 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(d) and Rule 16b-3(c).