SEC Form 4 · accession 0001401257-17-000002
FORUM ENERGY TECHNOLOGIES, INC. · FET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James Whelan Harris
Officer — EVP & CFO
Period of report
Jan 4, 2017
Accepted (ET)
Jan 5, 2017 · 3:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401257
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2017 | S | 9,716 | $24.00 | D | 283,306 | D | |
| Common StockF1,F2 | Jan 4, 2017 | S | 10,284 | $24.00 | D | 274,735 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016.
- F2Includes 1,713 shares of common stock that were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(c) and Rule 16b-3(d).