SEC Form 4 · accession 0001401257-15-000087
FORUM ENERGY TECHNOLOGIES, INC. · FET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Whelan Harris
Officer — EVP & CFO
Period of report
Jul 27, 2015
Accepted (ET)
Jul 28, 2015 · 11:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401257
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 27, 2015 | M | 30,000 | $7.68 | A | 260,502 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $7.68 | Jul 27, 2015 | M | 30,000 | D | — | Aug 1, 2020 | Common Stock | 30,000 | 192,000 | D |
Explanation of responses
- F1Includes 596 shares of common stock that were acquired under the Forum Energy Technologies, Inc. (the "Company") Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(d) and Rule 16b-3(c).
- F2192,000 options, granted under the Company's 2010 Stock Incentive Plan, are currently exercisable.