SEC Form 4 · accession 0001401257-15-000058

FORUM ENERGY TECHNOLOGIES, INC. · FET

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 2, 2015

Accepted (ET)

Mar 3, 2015 · 11:45 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001401257

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 2, 2015	M	13,024	$7.68	A	32,650	D
Common Stock	Mar 2, 2015	M	6,512	$15.35	A	39,162	D
Common Stock^F1	holding	—	—		—	2,131,347	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F2	$7.68	Mar 2, 2015	M	13,024	D	—	Sep 9, 2020	Common Stock	13,024	0	D
Employee Stock Option (Right to Buy)^F3	$15.35	Mar 2, 2015	M	6,512	D	—	Aug 17, 2021	Common Stock	6,512	0	D

F1B-29 Family Holdings, LLC, a Texas limited liability company ("B-29 Family Holdings") is the beneficial owner of 2,131,347 shares of Forum Enery Technologies, Inc. common stock. Mr. Schmitz maintains a 90.69% memberhsip interest in B-29 Family Holdings. As such, Mr. Schmitz may be deemed to have dispositive power over the common stock owned by B-29 Family Holdings. Mr. Schmitz disclaims beneficial ownership of such common stock, except to the extent of his pecuniary interest therein.
F2These options, granted under the Forum Energy Technologies, Inc. 2010 Stock Incentive Plan (the "Plan"), became exercisable in accordance with the following schedule: 1/4 of the options became exercisable on each of the first, second, third and fourth anniversaries of the date of grant (9/9/2010).
F3These options, granted under the Plan, became exercisable in accordance with the following schedule: 1/4 of the options became exercisable on each of the first, second, third and fourth anniversaries of the date of grant (8/17/2011).