SEC Form 4 · accession 0001085550-16-000004
FORUM ENERGY TECHNOLOGIES, INC. · FET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
SIMMONS L E & ASSOCIATES INC
10% Owner · Other
L E Simmons
10% Owner · Other
SCF V LP
10% Owner · Other
SCF VI LP
10% Owner · Other
SCF-VI, G.P., Limited Partnership
10% Owner · Other
SCF-V, G.P., Limited Partnership
10% Owner · Other
SCF-VII, G.P., Limited Partnership
10% Owner · Other
SCF-VII, L.P.
10% Owner · Other
Period of report
Dec 8, 2016
Accepted (ET)
Dec 12, 2016 · 10:24 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401257
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 8, 2016 | S | 1,255,155 | $21.24 | D | 6,918,619 | I | By SCF-V, L.P. |
| Common StockF1 | Dec 8, 2016 | S | 734,017 | $21.24 | D | 4,046,515 | I | By SCF-VI, L.P. |
| Common StockF1 | Dec 8, 2016 | S | 1,181,521 | $21.24 | D | 6,512,720 | I | By SCF VII, L.P. |
| Common StockF1 | Dec 8, 2016 | S | 352,202 | $21.24 | D | 1,941,403 | I | By SCF 2012A, L.P. |
| Common StockF1 | Dec 8, 2016 | S | 202,015 | $21.24 | D | 1,113,543 | I | By SCF 2012B,. L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities.