SEC Form 4 · accession 0001209191-15-062540
NXG Cushing Midstream Energy Fund · SRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerry V Swank
Officer — Chief Executive Officer · Director
Period of report
Jul 23, 2015
Accepted (ET)
Jul 27, 2015 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001400897
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Jul 23, 2015 | P | 16,000 | $3.26 | A | 30,000 | I | By Fund (See footnotes) |
| Common SharesF1,F2 | Jul 24, 2015 | P | 9,000 | $3.28 | A | 39,000 | I | By Fund (See footnotes) |
| Common Shares | holding | — | — | — | 91,810 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The filing of this Form 4 shall not be construed as an admission that Jerry V. Swank ("Mr. Swank") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, the beneficial owner of any of the common shares of Cushing MLP Total Return Fund ("Common Shares") held by private investment funds ultimately managed by Mr. Swank (each, a "Fund" and collectively, the "Funds"). Pursuant to Rule 16a-1, Mr. Swank disclaims such beneficial ownership beyond his pecuniary interest in the Funds.
- F2Common Shares are held by one or more Funds that may be deemed to be controlled, directly or indirectly, by Mr. Swank by virtue of the fact that Mr. Swank serves as the manager of the general partner of such Fund's general partner.