SEC Form 4 · accession 0001209191-18-003904
HCI Group, Inc. · HCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karin Sue Coleman
Officer — Executive Vice President
Period of report
Jan 15, 2018
Accepted (ET)
Jan 17, 2018 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001400810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2018 | F | 205 | $34.52 | D | 0 | D | |
| Common Stock | holding | — | — | — | 12,312 | D | ||
| Common StockF2 | holding | — | — | — | 1,250 | D | ||
| Common StockF3 | holding | — | — | — | 1,875 | D | ||
| Common StockF4 | holding | — | — | — | 2,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1205 shares were surrendered to cover the minimum federal income tax liability associated with the January 15, 2018 vesting of the last tranche of 625 restricted shares of this grant awarded February 28, 2014.
- F2Restricted stock grant of 2,500 shares effective 5/20/2015: Restrictions on 1,250 shares have lapsed. Restrictions on the remaining shares will lapse and the restricted shares will vest as follows: 625 shares on each of May 20, 2018 and May 20, 2019. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 5/20/2015.
- F3Restricted stock grant of 2,500 shares effective 6/06/2016: Restrictions on 625 shares have lapsed. Restrictions on the remaining shares will lapse and the restricted shares will vest as follows: 625 shares on each of May 20, 2018, May 20, 2019, and May 20, 2020. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/06/2016.
- F4Restricted stock grant of 2,500 shares effective 6/06/2017: Restriction period will lapse and the restricted shares will vest as follows: 625 shares on each of May 20, 2018, May 20, 2019, May 20, 2020, and May 20, 2021. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/06/2017.