SEC Form 4 · accession 0001209191-15-083779

HCI Group, Inc. · HCI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 3, 2015

Accepted (ET)

Dec 7, 2015 · 4:43 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001400810

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Dec 3, 2015	S	5,655	$37.43	D	84,345	I	By Universal Finance & Investments, LLC
Common Stock^F1	Dec 7, 2015	S	6,345	$37.30	D	78,000	I	By Universal Finance & Investments, LLC
Common Stock	holding	—	—		—	2,803	I	By Self's IRA
Common Stock	holding	—	—		—	267	I	By Son
Common Stock	holding	—	—		—	2,106	D
Common Stock^F2	holding	—	—		—	24,000	D

No Table II lines on this filing.

F1The reporting person holds voting and investment power of all shares held by Universal Finance & Investments, LLC.
F2Restricted stock grant of 24,000 shares effective 5/16/2013 for director services: Restrictions will lapse: (i) as to 6,000 shares, one year after the closing price of HCI common shares equals or exceeds $35 per share for 20 consecutive trading days; (ii) as to 6,000 shares, one year after the closing price of HCI common shares equals or exceeds $50 per share for 20 consecutive trading days; (iii) as to 6,000 shares, one year after the closing price of HCI common shares equals or exceeds $65 per share for 20 consecutive trading days; (iv) as to 6,000 shares, one year after the closing price of HCI common shares equals or exceeds $80 per share for 20 consecutive trading days. All shares of which restrictions have not lapsed 6 years and one day from grant date will be forfeited. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 5/16/2013.