SEC Form 4 · accession 0001209191-15-048320
HCI Group, Inc. · HCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott R Wallace
Officer — Division President
Period of report
May 31, 2015
Accepted (ET)
Jun 1, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001400810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 31, 2015 | J | 20,000 | — | D | 51,823 | D | |
| Common StockF2 | May 31, 2015 | J | 1,875 | — | D | 420 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Effective May 31, 2015, concurrent with the retirement of the reporting person from his position of Division President, 20,000 unvested shares are forfeited with respect to his Restricted Stock Grant of 100,000 shares that was effective April 20, 2012.
- F2Effective May 31, 2015, concurrent with the retirement of the reporting person from his position of Division President, 1,875 unvested shares are forfeited with respect to his Restricted Stock Grant of 2,500 shares that was effective February 28, 2014. The shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated February 28, 2014.