SEC Form 4 · accession 0001400482-16-000170
KUBOTA PHARMACEUTICAL HOLDINGS CO LTD · M??????
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward H Danse
Officer — Chief Business Officer
Period of report
Jun 1, 2016
Accepted (ET)
Jun 3, 2016 · 12:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001400482
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 1, 2016 | F | 1,035 | $10.76 | D | 108,462 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The issuer's common stock will trade on the Tokyo Stock Exchange under the symbol referenced in the issuer's registration statement on Form S-1 (File No. 333-192900).
- F2The reported shares were withheld to cover the reporting person's tax liability in connection with the vesting of restricted stock. These shares were not sold by the reporting person.