SEC Form 3/A · accession 0001209191-17-020067
KUBOTA PHARMACEUTICAL HOLDINGS CO LTD · M??????
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
SBI Incubation Co., Ltd.
10% Owner
Period of report
Jun 17, 2016
Accepted (ET)
Mar 13, 2017 · 12:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001400482
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 8,289,756 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount reflects shares of common stock of the Issuer beneficially owned by the Reporting Person on February 27, 2017, immediately prior to the transfer by SBI Holdings, Inc. to the Reporting Person of 6,196,869 shares of common stock of the Issuer. Such transfer has been reported in a Form 4 (Statement of Changes in Beneficial Ownership) filed by SBI Holdings, Inc. on March 8, 2017.
- F2As previously reported in filings of its parent company, SBI Holdings, Inc., the Reporting Person acquired shares of common stock of the Issuer through intra-company transfers.