SEC Form 4 · accession 0001211524-15-000005
ABAKAN, INC · ABKI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Charles Goss
Officer — CHIEF OPERATING OFFICER · Director
Period of report
Nov 26, 2014
Accepted (ET)
Jan 14, 2015 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001400000
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 26, 2014 | A | 125,000 | $0.40 | A | 145,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK OPTIONS | $1.00 | Jan 5, 2013 | A | 50,000 | A | Jan 5, 2013 | Jan 4, 2023 | COMMON STOCK | 50,000 | 50,000 | D |
| COMMON STOCK OPTIONS | $1.00 | Jan 5, 2013 | A | 50,000 | A | Jan 5, 2014 | Jan 4, 2023 | COMMON STOCK | 50,000 | 100,000 | D |
| COMMON STOCK OPTIONS | $1.00 | Jan 5, 2013 | A | 50,000 | A | Jan 5, 2015 | Jan 4, 2023 | COMMON STOCK | 50,000 | 150,000 | D |
| COMMON STOCK OPTIONS | $0.60 | Jan 1, 2015 | A | 500,000 | A | May 31, 2015 | Dec 31, 2024 | COMMON STOCK | 500,000 | 650,000 | D |
| COMMON STOCK OPTIONS | $0.60 | Jan 1, 2015 | A | 500,000 | A | May 31, 2016 | Dec 31, 2024 | COMMON STOCK | 500,000 | 1,150,000 | D |