SEC Form 4 · accession 0001510192-18-000012
Francesca's Holdings CORP · FRAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly Dilts
Officer — EVP Chief Financial Officer
Period of report
Jan 12, 2018
Accepted (ET)
Jan 12, 2018 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399935
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 12, 2018 | P | 2,000 | $5.80 | A | 23,784 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes (i) 10,917 shares of restricted stock under the Francesca's Holdings Corporation 2015 Equity Incentive Plan (the "Plan") which vest in full on August 30, 2018, subject to the Reporting Person's continued employment with the Issuer, and (ii) 10,867 shares of restricted stock under the Plan which vest in one installment on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer.