SEC Form 4 · accession 0001510192-16-000149
Francesca's Holdings CORP · FRAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurie Hummel
Officer — Chief Merchandising Officer
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399935
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 23, 2016 | F | 2,439 | $17.17 | D | 31,893 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock previously granted to the Reporting Person. This transaction is exempt under Rule 16b-3(e).
- F2Includes 8,916 shares of restricted stock under the Francesca's Holdings Corporation 2015 Equity Incentive Plan, granted as of November 23, 2015, that are scheduled to vest on November 23, 2017, subject to the Reporting Person's continued service to the Company