SEC Form 4 · accession 0001510192-15-000052
Francesca's Holdings CORP · FRAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sei Jin Alt
Officer — Chief Merchandising Offi
Period of report
Aug 14, 2015
Accepted (ET)
Aug 18, 2015 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399935
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 14, 2015 | A | 12,000 | $0.00 | A | 83,349 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock under the Francesca's Holdings Corporation 2015 Equity Incentive Plan, effective as of November 20, 2015, that will vest in two equal installments on May 20, 2016 and November 20, 2016, respectively, subject to the Reporting Person's continued service to the Company and compliance with the obligations under the transition agreement, dated August 14, 2015, between the Reporting Person and the Registrant.
- F2Includes 35,349 unvested shares of restricted stock.