SEC Form 4 · accession 0001209191-19-004713
National American University Holdings, Inc. · NAUH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P. Killin
Officer — COO
Period of report
Jan 20, 2019
Accepted (ET)
Jan 22, 2019 · 2:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399855
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 20,075 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $0.21 | Jan 20, 2019 | A | 40,000 | A | — | Nov 26, 2028 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F120,000 options vest on May 26, 2019 and 20,000 options vest on November 26, 2020, provided that the reporting person continues to serve as an employee of the Issuer or parent or subsidiary thereof.