SEC Form 4/A · accession 0001209191-17-063185
National American University Holdings, Inc. · NAUH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John Woolsey
Officer — System Director of HR
Period of report
Oct 20, 2017
Accepted (ET)
Dec 1, 2017 · 3:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399855
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 20, 2017 | F | 597 | $1.715 | D | 2,962 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was erroneously omitted from the reporting person's original Form 4.
- F2Represents withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of common stock issued under the Plan.