SEC Form 4/A · accession 0001209191-16-154642
National American University Holdings, Inc. · NAUH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ronald L Shape
Officer — President and CEO · Director
Period of report
Oct 20, 2016
Accepted (ET)
Dec 12, 2016 · 12:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399855
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 20, 2016 | A | 3,750 | $0.00 | A | 411,200 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dr. Shape's original Form 4 inadvertently stated that 3,750 restricted stock units were granted, when 3,750 shares of common stock were actually granted.