SEC Form 4 · accession 0001209191-16-145198
National American University Holdings, Inc. · NAUH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Arthur Rowan Jr.
Director
Period of report
Oct 4, 2016
Accepted (ET)
Oct 6, 2016 · 11:05 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399855
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 4, 2016 | A | 9,389 | $0.00 | A | 23,917 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of restricted common stock vest on October 4, 2017 (or such later date as the Company's trading window first opens) provided that the reporting person continues to serve as a director of the Company on such date. Shares vest immediately upon death or disability.