SEC Form 4 · accession 0001209191-15-076480
National American University Holdings, Inc. · NAUH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Woolsey
Officer — System Director of HR
Period of report
Oct 20, 2015
Accepted (ET)
Oct 22, 2015 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399855
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $3.06 | Oct 20, 2015 | A | 7,500 | A | — | Oct 20, 2025 | Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F13,750 options vested immediately upon grant on October 20, 2015 and 3,750 options vest on June 1, 2016, provided that Mr. John Woolsey continues to serve as an employee of the Company or parent or subsidiary thereof.