SEC Form 3 · accession 0002151892-26-000003
ONE Group Hospitality, Inc. · STKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Baker Caroline O'Mahony
Officer — Chief Operating Officer
Period of report
Sep 22, 2026
Accepted (ET)
Sep 24, 2026 · 8:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 146,261 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $2.13 | holding | — | — | — | May 15, 2022 | May 15, 2027 | Common Stock | 45,000 | — | D |
| Stock Option (right to buy) | $5.73 | holding | — | — | — | Apr 2, 2025 | Apr 2, 2034 | Common Stock | 14,574 | — | D |