SEC Form 4 · accession 0001628280-16-022149
ONE Group Hospitality, Inc. · STKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Celeste Fierro
Officer — SVP of Mktg, Sales and Events
Period of report
Oct 1, 2016
Accepted (ET)
Dec 22, 2016 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF1,F2 | Oct 1, 2016 | G | 41,250 | $0.00 | A | 501,994 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Also reflects the reduction of 6,317 shares held for the benefit of the Reporting Person by the Liquidating Trust as a result of the expiration of the unexercised public warrants.
- F2Of the shares of common stock reported, 125,000 are represented by restricted stock units that will vest in equal increments upon the first five anniversaries of the grant date, with 25,000 units vesting on each such date.