SEC Form 4 · accession 0001144204-19-009173
ONE Group Hospitality, Inc. · STKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emanuel N Hilario
Officer — President and CEO · Director
Period of report
Feb 18, 2019
Accepted (ET)
Feb 20, 2019 · 8:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 18, 2019 | A | 150,600 | $0.00 | A | 562,906 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.99 | Feb 18, 2019 | A | 68,000 | A | — | Feb 18, 2029 | Common Stock | 68,000 | 68,000 | D |
Explanation of responses
- F1The stock option becomes exercisable for one third of the shares on each of the first three anniversaries of the grant date.