SEC Form 4 · accession 0001144204-18-033124
ONE Group Hospitality, Inc. · STKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Serruya
Director
Period of report
Jun 4, 2018
Accepted (ET)
Jun 6, 2018 · 8:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share | Jun 4, 2018 | A | 16,393 | $0.00 | A | 104,078 | D | |
| Common Stock, par value $0.0001 per shareF2 | holding | — | — | — | 197,712 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Annual director stock grant issued under the Issuer's 2013 Employee, Director and Consultant Equity Incentive Plan.
- F2197,712 shares of common stock, par value $0.0001 per share, are held by MOS Holdings Inc. MOS Holdings Inc. is an entity owned by Michael Serruya.