SEC Form 4 · accession 0001144204-18-001761
ONE Group Hospitality, Inc. · STKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Celeste Fierro
Officer — SVP of Mktg, Sales & Events
Period of report
Jan 8, 2018
Accepted (ET)
Jan 10, 2018 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF1,F2 | Jan 8, 2018 | G | 41,250 | $0.00 | A | 693,244 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Also reflects the reduction of 6,317 shares held for the benefit of the Reporting Person by the TOG Liquidating Trust as a result of the expiration of the unexercised public warrants.
- F2Of the shares of common stock reported: (i) 125,000 are represented by restricted stock units that will vest in equal increments upon the first five anniversaries of the grant date, with 25,000 units vesting on each such date; (ii) 100,000 are represented by restricted stock units that will vest in equal increments upon the first five anniversaries of the grant date, with 20,000 units vesting on each date; and (iii) 50,000 are represented by restricted stock units that will vest upon the achievement of certain objectives.