SEC Form 4 · accession 0001144204-17-044789
ONE Group Hospitality, Inc. · STKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Giannuzzi
Director
Period of report
Jul 12, 2017
Accepted (ET)
Aug 23, 2017 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF2 | Jul 12, 2017 | A | 19,139 | $0.00 | A | 520,128 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Annual director stock grant issued under the Issuer's 2013 Employee, Director and Consultant Equity Incentive Plan.
- F2Also reflects the reduction of 6,317 shares held for the benefit of the Reporting Person by the Liquidating Trust as a result of the expiration of the unexercised public warrants.