SEC Form 4 · accession 0001144204-16-119565
ONE Group Hospitality, Inc. · STKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard E Perlman
Director
Period of report
Aug 11, 2016
Accepted (ET)
Aug 15, 2016 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share | Aug 11, 2016 | A | 15,267 | $0.00 | A | 183,297 | D | |
| Common Stock, par value $0.0001 per shareF2 | holding | — | — | — | 33,750 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Annual director stock grant issued under the Issuer's 2013 Employee, Director and Consultant Equity Incentive Plan.
- F233,750 shares of common stock, par value $0.0001 per share, are held by P&P 2, LLC, a company in which Richard Perlman is a co-managing member. As a co-managing member, Richard Perlman jointly exercises voting and dispositive power over the 33,750 shares held by P&P 2, LLC.