SEC Form 4 · accession 0001144204-16-092876
ONE Group Hospitality, Inc. · STKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alejandro Munoz-Suarez
Officer — Chief Operating Officer
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399520
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Shares of Common StockF1 | $2.83 | Apr 1, 2016 | A | 125,000 | A | — | Apr 1, 2026 | Common Stock, par value $0.0001 per share | 125,000 | 125,000 | D |
| Option to Purchase Shares of Common StockF2 | $2.83 | Apr 1, 2016 | A | 125,000 | A | — | Apr 1, 2026 | Common Stock, par value $0.0001 per share | 125,000 | 125,000 | D |
Explanation of responses
- F1These options vest ratably over a five year period on the anniversary of the date of grant.
- F2These options will vest upon the achievement of certain annual targeted milestones as determined by the board of directors of the Issuer.