SEC Form 4 · accession 0001144204-16-081081
ONE Group Hospitality, Inc. · STKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Segal
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Feb 9, 2016
Accepted (ET)
Feb 11, 2016 · 8:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share | Feb 9, 2016 | M | 333,561 | $2.75 | A | 6,626,230 | D | |
| Common Stock, par value $0.0001 per share | holding | — | — | — | 386,166 | I | By Jonathan Segal 2012 Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy) | $2.75 | Feb 9, 2016 | M | 333,561 | D | Jan 15, 2016 | Feb 9, 2016 | Common Stock, par value $0.0001 per share | 333,561 | 0 | D |
Remarks
Mr. Segal resigned as a managing director of RCI II, Ltd. on June 23, 2015, and accordingly, such shares owned by RCI II, Ltd. and previously shown as beneficially owned by Mr. Segal are no longer reflected in Mr. Segal's beneficial ownership.