SEC Form 5 · accession 0001144204-15-010461
ONE Group Hospitality, Inc. · STKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Serruya
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value per shareF2,F3 | Sep 24, 2014 | J | 33,000 | $0.00 | A | 238,625 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities were distributed to Mr. Serruya from Committed Capital Holdings LLC, a company in which Mr. Serruya is a member, for no consideration.
- F2238,625 shares of common stock, par value $0.0001 per share, are held by MOS Holdings Inc. MOS Holdings Inc. is an entity owned by Mr. Serruya. Except to the extent of his pecuniary interest, Mr. Serruya disclaims beneficial ownership over the common stock beneficially owned by MOS Holdings Inc.
- F3Shares beneficially owned by Mr. Serruya no longer include shares held by Clara Serruya, Mr. Serruya's mother, who does not reside in the same household as Mr. Serruya.