SEC Form 4/A · accession 0001144204-15-010249
ONE Group Hospitality, Inc. · STKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael Serruya
Director
Period of report
Sep 9, 2014
Accepted (ET)
Feb 17, 2015 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF1,F2 | Sep 9, 2014 | P | 20,000 | $5.00 | A | 205,625 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction previously reported on Form 4, filed on September 10, 2014, was reported in error as 20,000 shares of common stock, par value $0.0001 per share, acquired by Mr. Serruya directly. The transaction previously reported on Form 4 is now corrected to reflect the 20,000 shares as acquired by MOS Holdings Inc., an entity owned by Mr. Serruya. Mr. Serruya holds 27,000 shares of common stock directly.
- F2205,625 shares of common stock, par value $0.0001 per share, are held by MOS Holdings Inc. MOS Holdings Inc. is an entity owned by Mr. Serruya. Except to the extent of his pecuniary interest, Mr. Serruya disclaims beneficial ownership over the common stock beneficially owned by MOS Holdings Inc.