SEC Form 4 · accession 0001144204-15-010001
ONE Group Hospitality, Inc. · STKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard E Perlman
Director
Period of report
Feb 12, 2015
Accepted (ET)
Feb 17, 2015 · 3:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share | Feb 12, 2015 | J | 168,750 | $0.00 | A | 231,825 | D | |
| Common Stock, par value $0.0001 per shareF2 | Feb 12, 2015 | J | 168,750 | $0.00 | D | 33,750 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities were distributed to Mr. Perlman from P&P 2, LLC, a company in which Mr. Perlman is a co-managing member, for no consideration.
- F2These securities were distributed by P&P 2, LLC, a company in which Mr. Perlman is a co-managing member, to the other co-managing member of P&P 2, LLC. 33,750 shares of common stock, par value $0.0001 per share, are held by P&P 2, LLC. As a co-managing member, Mr. Perlman jointly exercises voting and dispositive power over the 33,750 shares of common stock held by P&P 2, LLC. Except to the extent of his pecuniary interest, Mr. Perlman disclaims beneficial ownership over the common stock beneficially owned by P&P 2, LLC.