SEC Form 4 · accession 0001527865-16-000053
COOL TECHNOLOGIES, INC. · WARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judson William Bibb III
Officer — Vice President · Director
Period of report
Dec 8, 2016
Accepted (ET)
Dec 9, 2016 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2016 | P | 300 | $0.10 | A | 1,116,500 | D | |
| Common Stock | Dec 8, 2016 | P | 100 | $0.0999 | A | 1,116,600 | D | |
| Common Stock | Dec 8, 2016 | P | 100 | $0.104 | A | 1,116,700 | D | |
| Common Stock | Dec 8, 2016 | P | 100 | $0.099 | A | 1,116,800 | D |
Table II — derivative securities
No Table II lines on this filing.