SEC Form 4 · accession 0001527865-16-000038
COOL TECHNOLOGIES, INC. · WARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judson William Bibb III
Officer — Vice President · Director
Period of report
Aug 9, 2016
Accepted (ET)
Aug 10, 2016 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2016 | P | 400 | $0.039 | A | 1,102,500 | D | |
| Common Stock | Aug 9, 2016 | P | 800 | $0.035 | A | 1,103,300 | D | |
| Common Stock | Aug 9, 2016 | P | 700 | $0.0326 | A | 1,104,000 | D | |
| Common Stock | Aug 9, 2016 | P | 200 | $0.04 | A | 1,104,200 | D | |
| Common Stock | Aug 9, 2016 | P | 200 | $0.034 | A | 1,104,400 | D | |
| Common Stock | Aug 9, 2016 | P | 100 | $0.0325 | A | 1,104,500 | D | |
| Common Stock | Aug 9, 2016 | P | 100 | $0.0337 | A | 1,104,600 | D | |
| Common Stock | Aug 9, 2016 | P | 100 | $0.03 | A | 1,104,700 | D |
Table II — derivative securities
No Table II lines on this filing.