SEC Form 4 · accession 0001527865-16-000021
COOL TECHNOLOGIES, INC. · WARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judson William Bibb III
Officer — Vice President · Director
Period of report
Jul 15, 2016
Accepted (ET)
Jul 18, 2016 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 15, 2016 | P | 1,200 | $0.064 | A | 1,067,500 | D | |
| Common Stock | Jul 15, 2016 | P | 300 | $0.0641 | A | 1,067,800 | D | |
| Common Stock | Jul 15, 2016 | P | 500 | $0.09 | A | 1,068,300 | D | |
| Common Stock | Jul 15, 2016 | P | 800 | $0.08 | A | 1,069,100 | D | |
| Common Stock | Jul 15, 2016 | P | 400 | $0.0895 | A | 1,069,500 | D | |
| Common Stock | Jul 15, 2016 | P | 200 | $0.0844 | A | 1,069,700 | D | |
| Common Stock | Jul 15, 2016 | P | 1,200 | $0.084 | A | 1,070,900 | D | |
| Common Stock | Jul 15, 2016 | P | 200 | $0.068 | A | 1,071,100 | D | |
| Common Stock | Jul 15, 2016 | P | 200 | $0.07 | A | 1,071,300 | D | |
| Common Stock | Jul 15, 2016 | P | 800 | $0.079 | A | 1,072,100 | D | |
| Common Stock | Jul 15, 2016 | P | 600 | $0.0767 | A | 1,072,700 | D | |
| Common Stock | Jul 15, 2016 | P | 1,400 | $0.0756 | A | 1,074,100 | D | |
| Common Stock | Jul 15, 2016 | P | 200 | $0.0751 | A | 1,074,300 | D | |
| Common Stock | Jul 15, 2016 | P | 200 | $0.0755 | A | 1,074,500 | D | |
| Common Stock | Jul 15, 2016 | P | 1,000 | $0.0752 | A | 1,075,500 | D |
Table II — derivative securities
No Table II lines on this filing.