SEC Form 4 · accession 0001527865-16-000020
COOL TECHNOLOGIES, INC. · WARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judson William Bibb III
Officer — Vice President · Director
Period of report
Jul 14, 2016
Accepted (ET)
Jul 18, 2016 · 8:03 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 14, 2016 | P | 900 | $0.06 | A | 1,059,100 | D | |
| Common Stock | Jul 14, 2016 | P | 600 | $0.0585 | A | 1,059,700 | D | |
| Common Stock | Jul 14, 2016 | P | 1,200 | $0.0555 | A | 1,060,900 | D | |
| Common Stock | Jul 14, 2016 | P | 1,800 | $0.0545 | A | 1,062,700 | D | |
| Common Stock | Jul 14, 2016 | P | 600 | $0.0515 | A | 1,063,300 | D | |
| Common Stock | Jul 14, 2016 | P | 300 | $0.0519 | A | 1,063,600 | D | |
| Common Stock | Jul 14, 2016 | P | 300 | $0.055 | A | 1,063,900 | D | |
| Common Stock | Jul 14, 2016 | P | 300 | $0.0615 | A | 1,064,200 | D | |
| Common Stock | Jul 14, 2016 | P | 300 | $0.0605 | A | 1,064,500 | D | |
| Common Stock | Jul 14, 2016 | P | 300 | $0.061 | A | 1,064,800 | D | |
| Common Stock | Jul 14, 2016 | P | 300 | $0.0588 | A | 1,065,100 | D | |
| Common Stock | Jul 14, 2016 | P | 300 | $0.0587 | A | 1,065,400 | D | |
| Common Stock | Jul 14, 2016 | P | 300 | $0.054 | A | 1,065,700 | D | |
| Common Stock | Jul 14, 2016 | P | 300 | $0.0586 | A | 1,066,000 | D | |
| Common Stock | Jul 14, 2016 | P | 300 | $0.0641 | A | 1,066,300 | D |
Table II — derivative securities
No Table II lines on this filing.