SEC Form 4 · accession 0001477932-17-005788
COOL TECHNOLOGIES, INC. · WARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Michael Hodowanec
Officer — Chief Technology Officer
Period of report
Sep 19, 2017
Accepted (ET)
Nov 22, 2017 · 2:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399352
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $0.09 | Sep 19, 2017 | A | 200,000 | A | Sep 19, 2017 | Sep 19, 2020 | Common Stock | 200,000 | 200,000 | D |