SEC Form 4 · accession 0001477932-17-004842
COOL TECHNOLOGIES, INC. · WARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J. Hassett
Officer — Chief Executive Officer · Director
Period of report
Feb 3, 2016
Accepted (ET)
Oct 2, 2017 · 8:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399352
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $0.22 | Feb 3, 2016 | A | 625,000 | A | Feb 3, 2016 | Feb 3, 2021 | Common Stock | 625,000 | 625,000 | D |
| Warrant | $0.10 | Jul 20, 2017 | A | 285,714 | A | Jul 20, 2017 | Jul 20, 2022 | Common Stock | 285,714 | 285,714 | D |