SEC Form 3 · accession 0001477932-17-004672
COOL TECHNOLOGIES, INC. · WARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris McKee
Director
Period of report
Aug 19, 2015
Accepted (ET)
Sep 22, 2017 · 7:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 222,222 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $0.80 | holding | — | — | — | Mar 18, 2016 | Sep 18, 2017 | Common Stock | 200,000 | — | D |
| Warrants | $0.57 | holding | — | — | — | Apr 29, 2015 | Apr 29, 2020 | Common Stock | 222,222 | — | D |