SEC Form 4 · accession 0001477932-15-001596
COOL TECHNOLOGIES, INC. · WARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J. Hassett
Officer — CEO and Chairman · Director · 10% Owner
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2015 | J | 20,000 | $0.61 | D | 5,901,000 | D | |
| Common Stock | holding | — | — | — | 90,000 | I | By minor children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents payment to attorneys for legal fees.